SARANAC PARTNERS LIMITED v THE FINANCIAL CONDUCT AUTHORITY [2024] UKUT 00254 (TCC)

Upper Tribunal Tax & Chancery decision of Deputy Upper Tribunal Judge Anne Redston and Tribunal member Ms Susan Dale and Peter Freeman on 27 August 2024

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FINANCIAL SERVICES 바카라 사이트“ Decision Notice issued on basis that the Authority not satisfied an individual was 바카라 사이트œfit and proper바카라 사이트 to perform Chief Executive and Executive Director functions 바카라 사이트“ Decision Notice referred to Tribunal 바카라 사이트“ possible overlap with references made by Barclays 바카라 사이트“바카라 사이트“ Decision Notice based in part on findings of other court and Tribunal hearings 바카라 사이트“ whether admissible 바카라 사이트“ whether Tribunal should place weight on them 바카라 사이트“ no witnesses called by the Authority 바카라 사이트“ whether individual dishonest and/or lacked candour when responding to questions asked by the Authority during interviews in 2013 and 2014 바카라 사이트“ held, yes 바카라 사이트“ whether Tribunal should also make other findings based on evidence put forward by Applicant 바카라 사이트“ yes 바카라 사이트“ if remitted to consider new facts, the outcome would inevitably be the same 바카라 사이트“ Reference dismissed

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Published 27 August 2024