CCPG30110 - International Trade officer operational process: warning letter: action to take once you have arrived at a decision
THIS GUIDANCE IS FOR INTERNATIONAL TRADE OFFICERS ONLY
Once you have considered whether a warning letter is appropriate, following the guidance at CCPG26200 to CCPG26290, and arrived at a decision, your next action is set out in the table below.
| Compliance officer (CO) decision | Authorising officer (Manager) |
|---|---|
| CPWL not appropriate\nThis may be because there is a reasonable excuse or education is more appropriate or they are recommending changes/revocation of authorisation, or letter of written instruction is more appropriate | CO seeks senior manager바카라 사이트™s authorisation of their decision. If manager agrees that CPWL not appropriate they will discuss alternative action with CO. If manager thinks CPWL should be sent CO will take action below. |
| CPWL is appropriate | If trader has a CCM the CO must obtain permission from them to issue a CPWL.\nCO drafts CPWL and seeks senior manager바카라 사이트™s authorisation of their decision.\nOnce authorised, obtain reference number CCPG30150. Compliance officer to advise CCP Network, and the CCM if appropriate, when CPWL issued to customer. |
This information is also available as a flowchart at CCPG30120.